Operations Analyst
- Location
- United States
- Rate, USD
- Not specified
- Work schedule
- Full Time, Part Time,
- Language skills
- English
- Available for Hire
- Yes
About me
Results-driven Operations Specialist with a strong track record in financial operations and risk management. Proficient in regulatory compliance, I am licensed by FINRA with a Series 99 qualification. Leveraging a Bachelor’s Degree in Public Health, I bring a unique perspective to process optimization and data analysis. I’m recognized for developing automated solutions. A quick study, I excel in learning new skills and am poised to apply my adaptable expertise to diverse industries
Professional area
Education
- 08/2012-05/2016 Bachelor's in Public Health @ Xavier University of Louisiana
I possess a versatile skill set and the capacity to leverage the knowledge and experiences acquired during my my time at the university to address a wide range of challenges and opportunities, even those outside the traditional scope of public health
Experience
- 08/2017 - Present Operations Specialist @ Apex Clearing
While working with the firm I specialist in Possession or Control. I ensure the company remains in compliance with the SEC 15c3-3c1 customer protection rule. I monitor and manage firm deficits through rigorous supervisory procedures; generate, evaluate, and escalate deficit reports as needed within the firm; and conduct daily, weekly, and quarterly control and audit procedures while meticulously maintaining all associated documentation. I am able to accomplish this by facilitating seamless communication and collaboration among functional units within the Operations department to uphold accurate books and records, promptly addressing any bookkeeping errors.
- 05/2021 - 12/2021 Content Moderator @ Genpact
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