I am a senior compliance, ethics, audit, and regulatory executive with more than 25 years of leadership experience across major financial institutions in Mexico and Latin America.
I specialize in designing and implementing enterprise compliance programs, audit frameworks, and governance controls that align business operations with regulatory expectations and corporate standards.
My expertise includes anti-corruption, anti-money laundering, KYC, conduct risk, consumer protection, data privacy, investigations, issue remediation, and regulatory advisory.
I have led regional assurance and compliance activities across Mexico and Central America, partnering with senior executives, boards, regulators, and multicultural teams to strengthen organizational integrity.
I bring extensive experience engaging with Mexican financial regulators, including CNBV and Banxico, and translating regulatory requirements into practical monitoring, testing, and control methodologies.
I am a native Spanish speaker with fluent English and am currently providing independent audit and compliance advisory services to financial-sector clients.
I provide high-level ethics, compliance, and regulatory advisory services to fintech, banking, and insurance clients.
My work supports compliance-program design, control enhancement, and validation of regulatory and corporate-governance alignment.
I directed audit, ethics, and compliance oversight across a diversified financial group covering banking, money transmission, brokerage, insurance, and pensions. I served as a strategic advisor to senior leadership on governance, ethical standards, regulatory compliance, and corporate governance.
I led regional LATAM assurance and compliance activities across Mexico and Central America, strengthening anti-corruption, AML/KYC, conduct-risk, and customer-protection frameworks. I also implemented monitoring and testing methodologies, automated controls, real-time analytics, and digital compliance-process improvements while building multicultural teams.
I directed risk-based audit and compliance programs for personal banking and credit products.
I acted as the primary liaison with CNBV and Banxico, supporting regulatory-compliance validation and resolution of regulatory findings.
I established the Internal Audit and governance framework from the organization’s inception.
I developed policies and controls that supported successful CNBV licensing and reinforced ethical and corporate-governance standards.
I founded and led the Compliance Monitoring, Testing & Reporting function, covering regulatory requirements for consumer and corporate customers across the Citi Banamex financial group.
I designed controls, testing methodologies, risk assessments, and compliance programs covering consumer protection, AML, anti-corruption, data privacy, conduct risk, and business continuity. I represented the organization in global regulatory risk committees and consistently achieved satisfactory CNBV outcomes.
I performed on-site regulatory inspections of treasury, trust, and credit operations.
I identified operational and regulatory risks and recommended improvements to governance, compliance, and corporate-control frameworks.
MBA
Master of Business Administration.
Certified Public Accountant (CPA), Accounting
Certified Public Accountant education.
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